LPL Financial Holdings Minimum Net Capital Required For Entity1 decreased by 3.1% to $24.01M in Q1 2026 compared to the prior quarter. Year-over-year, this metric grew by 34.0%, from $17.93M to $24.01M. Over 2 years (FY 2023 to FY 2025), Minimum Net Capital Required For Entity1 shows an upward trend with a 21.9% CAGR. This is a positive signal — lower values indicate better performance for this metric.
An increase in the requirement often reflects an expansion in business complexity or risk profile, while a decrease may reflect a reduction in operational scope.
This is the floor amount of regulatory net capital that a specific legal entity within the broker-dealer structure must...
Varies significantly by entity size and business model; peers with similar brokerage operations will have comparable regulatory requirements.
other_minimum_net_capital_required_for_entity1| Q1 '23 | Q2 '23 | Q3 '23 | Q4 '23 | Q1 '24 | Q2 '24 | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Value | $14.94M | $16.15M | $15.08M | $16.68M | $18.07M | $17.55M | $19.44M | $19.43M | $17.93M | $22.91M | $26.41M | $24.79M | $24.01M |
| QoQ Change | — | +8.1% | -6.6% | +10.6% | +8.3% | -2.9% | +10.8% | -0.1% | -7.7% | +27.8% | +15.3% | -6.1% | -3.1% |
| YoY Change | — | — | — | — | +20.9% | +8.6% | +28.9% | +16.5% | -0.8% | +30.5% | +35.8% | +27.6% | +34.0% |