Investor Services — Regulatory fees and assessments
Charles Schwab Corporation Investor Services — Regulatory fees and assessments increased by 9.3% to $59.00M in Q1 2026 compared to the prior quarter. Year-over-year, this metric declined by 15.7%, from $70.00M to $59.00M. Over 3 years (FY 2022 to FY 2025), Investor Services — Regulatory fees and assessments shows an upward trend with a 6.4% CAGR. This increase may warrant attention — for this metric, lower values are generally preferred.
Analysis
How to read this metric
Increases often reflect changes in the regulatory environment or industry-wide assessments, rather than internal operational changes.
Detailed definition
Costs incurred to comply with financial industry regulations and assessments levied by governing bodies for the Investor...
Peer comparison
Standard 'Regulatory' or 'Compliance' expense line item in financial services.
schw_segment_investor_services_regulatory_fees_and_assessmentsHistorical Data
| Q1 '22 | Q2 '22 | Q3 '22 | Q4 '22 | Q1 '23 | Q2 '23 | Q3 '23 | Q4 '23 | Q1 '24 | Q2 '24 | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Value | $49.25M | $49.25M | $49.25M | $49.25M | $96.75M | $96.75M | $96.75M | $96.75M | $94.00M | $76.00M | $70.00M | $71.00M | $70.00M | $62.00M | $51.00M | $54.00M | $59.00M |
| QoQ Change | — | +0.0% | +0.0% | +0.0% | +96.4% | +0.0% | +0.0% | +0.0% | -2.8% | -19.1% | -7.9% | +1.4% | -1.4% | -11.4% | -17.7% | +5.9% | +9.3% |
| YoY Change | — | — | — | — | +96.4% | +96.4% | +96.4% | +96.4% | -2.8% | -21.4% | -27.6% | -26.6% | -25.5% | -18.4% | -27.1% | -23.9% | -15.7% |
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Frequently Asked Questions
- What is Charles Schwab Corporation's investor services — regulatory fees and assessments?
- Charles Schwab Corporation (SCHW) reported investor services — regulatory fees and assessments of $59.00M in Q1 2026.
- How has Charles Schwab Corporation's investor services — regulatory fees and assessments changed year-over-year?
- Charles Schwab Corporation's investor services — regulatory fees and assessments decreased by 15.7% year-over-year, from $70.00M to $59.00M.
- What is the long-term trend for Charles Schwab Corporation's investor services — regulatory fees and assessments?
- Over 3 years (2022 to 2025), Charles Schwab Corporation's investor services — regulatory fees and assessments has grown at a 6.4% compound annual growth rate (CAGR), from $197.00M to $237.00M.
- What does investor services — regulatory fees and assessments mean?
- Mandatory regulatory compliance and assessment costs for the Investor Services segment.