Other

Minimum Net Capital Required For Entity1

LPL Financial Holdings Minimum Net Capital Required For Entity1 decreased by 3.1% to $24.01M in Q1 2026 compared to the prior quarter. Year-over-year, this metric grew by 34.0%, from $17.93M to $24.01M. Over 2 years (FY 2023 to FY 2025), Minimum Net Capital Required For Entity1 shows an upward trend with a 21.9% CAGR. This is a positive signal — lower values indicate better performance for this metric.

Analysis

StatementBalance Sheet Statement
SectionOther
CategoryRisk
SignalLower is better
VolatilityStable
First reportedQ4 2019
Last reportedQ1 2026

How to read this metric

An increase in the requirement often reflects an expansion in business complexity or risk profile, while a decrease may reflect a reduction in operational scope.

Detailed definition

This is the floor amount of regulatory net capital that a specific legal entity within the broker-dealer structure must...

Peer comparison

Varies significantly by entity size and business model; peers with similar brokerage operations will have comparable regulatory requirements.

Metric ID: other_minimum_net_capital_required_for_entity1

Historical Data

13 periods
 Q1 '23Q2 '23Q3 '23Q4 '23Q1 '24Q2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26
Value$14.94M$16.15M$15.08M$16.68M$18.07M$17.55M$19.44M$19.43M$17.93M$22.91M$26.41M$24.79M$24.01M
QoQ Change+8.1%-6.6%+10.6%+8.3%-2.9%+10.8%-0.1%-7.7%+27.8%+15.3%-6.1%-3.1%
YoY Change+20.9%+8.6%+28.9%+16.5%-0.8%+30.5%+35.8%+27.6%+34.0%
Range$14.94M$26.41M
CAGR+17.1%
Avg YoY Growth+22.5%
Median YoY Growth+27.6%
Current Streak2 quarters decline

Frequently Asked Questions

What is LPL Financial Holdings's minimum net capital required for entity1?
LPL Financial Holdings (LPLA) reported minimum net capital required for entity1 of $24.01M in Q1 2026.
How has LPL Financial Holdings's minimum net capital required for entity1 changed year-over-year?
LPL Financial Holdings's minimum net capital required for entity1 increased by 34.0% year-over-year, from $17.93M to $24.01M.
What is the long-term trend for LPL Financial Holdings's minimum net capital required for entity1?
Over 2 years (2023 to 2025), LPL Financial Holdings's minimum net capital required for entity1 has grown at a 21.9% compound annual growth rate (CAGR), from $16.68M to $24.79M.
What does minimum net capital required for entity1 mean?
The minimum amount of liquid capital a specific entity is legally required to hold to maintain its broker-dealer registration.