LPL Financial Holdings Excess net capital increased by 12.4% to 34994000000.0% in Q1 2026 compared to the prior quarter. Year-over-year, this metric declined by 26.5%, from 47618500000.0% to 34994000000.0%. Over 2 years (FY 2023 to FY 2025), Excess net capital shows an upward trend with a 28.5% CAGR. This is a positive signal — higher values indicate stronger performance for this metric.
Higher levels indicate a stronger financial position and greater capacity for capital deployment, while lower levels may signal tighter liquidity constraints.
This metric represents the amount of regulatory net capital held by the firm in excess of the minimum required levels. I...
Commonly reported by all broker-dealers; peers typically maintain a significant buffer above the minimum to ensure operational continuity.
other_excess_net_capital_at1500percent_c13d68| Q1 '23 | Q2 '23 | Q3 '23 | Q4 '23 | Q1 '24 | Q2 '24 | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Value | 22,145,200,000% | 26,382,800,000% | 26,560,300,000% | 18,863,600,000% | 31,040,900,000% | 25,409,900,000% | 29,389,000,000% | 42,431,600,000% | 47,618,500,000% | 73,580,300,000% | 45,238,200,000% | 31,141,200,000% | 34,994,000,000% |
| QoQ Change | — | +19.1% | +0.7% | -29.0% | +64.6% | -18.1% | +15.7% | +44.4% | +12.2% | +54.5% | -38.5% | -31.2% | +12.4% |
| YoY Change | — | — | — | — | +40.2% | -3.7% | +10.7% | +124.9% | +53.4% | +189.6% | +53.9% | -26.6% | -26.5% |