Discontinued — last reported Q3 '23
Securities segregated for regulatory purposes
Ameriprise Financial Securities segregated for regulatory purposes decreased by 12.4% to $924.00M in Q1 2026 compared to the prior quarter. Year-over-year, this metric declined by 29.1%, from $1.30B to $924.00M. Over 5 years (FY 2020 to FY 2025), Securities segregated for regulatory purposes shows a downward trend with a -16.2% CAGR.
Analysis
How to read this metric
An increase generally tracks with growth in customer deposits or stricter regulatory mandates, while a decrease may signal a reduction in customer assets under management.
Detailed definition
These are funds or securities held in separate accounts specifically to comply with regulatory requirements, such as pro...
Peer comparison
Broker-dealers are required to hold these assets; higher levels correlate with larger customer asset bases.
cash_segregated_for_regulatory_and_other_purposesHistorical Data
| Q4 '21 | Q1 '22 | Q2 '22 | Q3 '22 | Q4 '22 | Q1 '23 | Q2 '23 | Q3 '23 | Q4 '23 | Q1 '24 | Q2 '24 | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Value | $2.80B | $2.67B | $2.49B | $2.34B | $2.23B | $1.98B | $1.61B | $1.57B | $1.64B | $1.59B | $1.37B | $1.26B | $1.44B | $1.30B | $1.23B | $1.19B | $1.06B | $924.00M |
| QoQ Change | — | -4.5% | -6.5% | -6.1% | -4.9% | -11.0% | -18.8% | -2.7% | +4.2% | -2.7% | -13.7% | -8.2% | +14.5% | -9.7% | -5.8% | -3.2% | -11.3% | -12.4% |
| YoY Change | — | — | — | — | -20.3% | -25.6% | -35.4% | -33.0% | -26.6% | -19.8% | -14.8% | -19.6% | -11.7% | -18.0% | -10.5% | -5.6% | -26.9% | -29.1% |
Securities segregated for regulatory purposes at Other Companies
Frequently Asked Questions
- What is Ameriprise Financial's securities segregated for regulatory purposes?
- Ameriprise Financial (AMP) reported securities segregated for regulatory purposes of $924.00M in Q1 2026.
- How has Ameriprise Financial's securities segregated for regulatory purposes changed year-over-year?
- Ameriprise Financial's securities segregated for regulatory purposes decreased by 29.1% year-over-year, from $1.30B to $924.00M.
- What is the long-term trend for Ameriprise Financial's securities segregated for regulatory purposes?
- Over 5 years (2020 to 2025), Ameriprise Financial's securities segregated for regulatory purposes has grown at a -16.2% compound annual growth rate (CAGR), from $2.56B to $1.06B.
- What does securities segregated for regulatory purposes mean?
- Funds set aside in restricted accounts to comply with financial regulations and protect customer assets.